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Public Disciplinary Actions
SFC disciplines Stephen Kwan Chi Shing for misrepresentation in licence application
SFC, 08-Sep-2009
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People
SFC reprimands Lippo Securities Ltd and suspends Richard Han Sze Chao, Cuthbert Chan Ka Lok & Angie Yeung
SFC, 03-Oct-2005
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SFC suspends registrations of Mr Leong Sai Cheong
SFC, 27-Jul-2000
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