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Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 安聯環球投資亞太有限公司

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SFC ID:AOA171
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SFC licences & institution history

2015.06.01Institutions amalgamated

After amalgamation

Currently licensed
SFC ID:BFE699

Allianz Global Investors Asia Pacific Limited

1 former names

  1. RCM Asia Pacific Limited

    Earlier period—2015.05.31

    SFC name change: 2015.05.31

    No SFO licence period listed under this name

  2. Allianz Global Investors Asia Pacific Limited

    2015.05.31—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 9
Licences of Allianz Global Investors Asia Pacific Limited (BFE699)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2015.06.01—Present
TYPE 2Dealing in futures contracts
  • 2015.06.01—Present
TYPE 4Advising on securities
  • 2015.06.01—Present
TYPE 5Advising on futures contracts
  • 2015.06.01—Present
TYPE 9Asset management
  • 2015.06.01—Present

Before amalgamation

Historical institution
SFC ID:AOA171

RCM Asia Pacific Limited

Licences of RCM Asia Pacific Limited (AOA171)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2007.01.12—2015.05.31
TYPE 2Dealing in futures contracts
  • 2007.01.12—2015.05.31
TYPE 4Advising on securities
  • 2007.01.12—2015.05.31
TYPE 5Advising on futures contracts
  • 2007.01.12—2015.05.31
TYPE 9Asset management
  • 2007.01.12—2015.05.31
Historical institution
SFC ID:AAF936

Allianz Global Investors Hong Kong Limited

4 former names

  1. Thornton Management (Asia) Limited

    Earlier period—1997.10.20

    SFC name change: 1997.10.20

    No SFO licence period listed under this name

  2. Dresdner RCM Global Investors Asia Limited

    1997.10.20—2002.10.25

    SFC name change: 2002.10.25

    No SFO licence period listed under this name

  3. Allianz Dresdner Asset Management Hong Kong Limited

    2002.10.25—2005.03.30

    SFC name change: 2005.03.30

    Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 6TYPE 9

  4. Allianz Global Investors Hong Kong Limited

    2005.03.30—2008.03.11

    SFC name change: 2008.03.11

    Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 9

  5. Allianz Global Investors Hong Kong Limited

    2008.03.11—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 9
Licences of Allianz Global Investors Hong Kong Limited (AAF936)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2015.05.31
TYPE 4Advising on securities
  • 2003.04.01—2015.05.31
TYPE 5Advising on futures contracts
  • 2003.04.01—2007.06.28
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.01.31
TYPE 9Asset management
  • 2003.04.01—2015.05.31