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First Sentier Investors (Hong Kong) Limited

SFC Licensed
SFC ID:AAJ693
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SFC licences & institution history

Currently licensed
SFC ID:AAJ693

First Sentier Investors (Hong Kong) Limited

4 former names

  1. Royal Trust Asset Management (Asia) Limited

    Earlier period—1990.10.17

    SFC name change: 1990.10.17

    No SFO licence period listed under this name

  2. Credit Lyonnais International Asset Management (HK) Limited

    1990.10.17—1999.05.09

    SFC name change: 1999.05.09

    No SFO licence period listed under this name

  3. CMG First State Investments (Hong Kong) Limited

    1999.05.09—2001.11.30

    SFC name change: 2001.11.30

    No SFO licence period listed under this name

  4. First State Investments (Hong Kong) Limited

    2001.11.30—2020.09.17

    SFC name change: 2020.09.17

    Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 6TYPE 9

  5. First Sentier Investors (Hong Kong) Limited

    2020.09.17—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 9
Licences of First Sentier Investors (Hong Kong) Limited (AAJ693)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 5Advising on futures contracts
  • 2003.04.01—2006.08.29
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.03.11
TYPE 9Asset management
  • 2003.04.01—Present