Webb-site Legacy

Home

STATE STREET BANK AND TRUST COMPANY

SFC Licensed
SFC ID:AAV561
Key DataOfficersSFC LicensesConditionsPublic Disciplinary Actions
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout

SFC licences & institution history

Currently licensed
SFC ID:AAV561

State Street Bank and Trust Company

2 former names

  1. State Street Asia Limited

    Earlier period—1990.08.23

    SFC name change: 1990.08.23

    No SFO licence period listed under this name

  2. State Street Bank and Trust Company, Hong Kong Branch

    1990.08.23—2007.12.07

    SFC name change: 2007.12.07

    Licences in this name periodTYPE 4TYPE 6TYPE 9

  3. State Street Bank and Trust Company

    2007.12.07—Registered name

    Licences in this name periodTYPE 1TYPE 13
Licences of State Street Bank and Trust Company (AAV561)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2007.12.07—Present
TYPE 4Advising on securities
  • 2003.04.01—2005.03.31
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.03.31
TYPE 9Asset management
  • 2003.04.01—2005.03.31
TYPE 13Providing depositary services for relevant collective investment schemes
  • 2024.10.02—2025.11.28