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SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 信滙資產管理(亞太)有限公司

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SFC ID:AGG043
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SFC licences & institution history

No current licences
SFC ID:AGG043

SINOPIA Asset Management (Asia Pacific) Limited

3 former names

  1. Thames Limited

    Earlier period—2000.08.10

    SFC name change: 2000.08.10

    No SFO licence period listed under this name

  2. SINOPIA Greater China Limited

    2000.08.10—2001.04.10

    SFC name change: 2001.04.10

    No SFO licence period listed under this name

  3. SINOPIA Greater China Limited

    2001.04.10—2004.05.12

    SFC name change: 2004.05.12

    Licences in this name periodTYPE 4TYPE 5TYPE 9
  4. SINOPIA Asset Management (Asia Pacific) Limited

    2004.05.12—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 9
Licences of SINOPIA Asset Management (Asia Pacific) Limited (AGG043)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2007.05.15—2012.01.12
TYPE 4Advising on securities
  • 2003.04.01—2012.01.12
TYPE 5Advising on futures contracts
  • 2003.04.01—2012.01.12
TYPE 9Asset management
  • 2003.04.01—2012.01.12