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C F C SECURITIES LIMITED

SFC Inactive
SFC ID:AFB093
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SFC licences & institution history

No current licences
SFC ID:AFB093

C F C Securities Limited

1 former names

  1. CFC Securities Asia Limited

    Earlier period—2000.12.27

    SFC name change: 2000.12.27

    No SFO licence period listed under this name

  2. C F C Securities Limited

    2000.12.27—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of C F C Securities Limited (AFB093)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2005.12.05
TYPE 4Advising on securities
  • 2003.04.01—2005.12.05
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.03.02
TYPE 9Asset management
  • 2003.04.01—2005.03.02