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DBS ASIA CAPITAL LIMITED 星展亞洲融資有限公司

SFC Licensed
SFC ID:AAE430
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SFC licences & institution history

Currently licensed
SFC ID:AAE430

DBS Asia Capital Limited

3 former names

  1. Prudential Asia Capital Limited

    Earlier period—1993.02.04

    SFC name change: 1993.02.04

    No SFO licence period listed under this name

  2. PruAsia DBS Limited

    1993.02.04—1995.08.29

    SFC name change: 1995.08.29

    No SFO licence period listed under this name

  3. DBS Asia Capital Limited

    1995.08.29—2003.07.21

    SFC name change: 2003.07.21

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  4. DBS Asia Capital Limited

    2003.07.21—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of DBS Asia Capital Limited (AAE430)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—Present
TYPE 9Asset management
  • 2003.04.01—2005.01.28