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Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司

SFC Licensed
SFC ID:ABS015
CCASS ID:B01858
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SFC licences & institution history

Currently licensed
SFC ID:ABS015

Yuanta Securities (Hong Kong) Company Limited

4 former names

  1. Core Pacific Securities International Limited

    Earlier period—2002.01.04

    SFC name change: 2002.01.04

    No SFO licence period listed under this name

  2. Yuanta Core Pacific Securities (Hong Kong) Company Limited

    2002.01.04—2007.08.06

    SFC name change: 2007.08.06

    Licences in this name periodTYPE 1TYPE 4TYPE 6

  3. Yuanta Securities (Hong Kong) Company Limited

    2007.08.06—2012.05.29

    SFC name change: 2012.05.29

    Licences in this name periodTYPE 1TYPE 4TYPE 6

  4. Yuanta Securities (Hong Kong) Company Limited

    2012.05.29—2015.06.30

    SFC name change: 2015.06.30

    Licences in this name periodTYPE 1TYPE 2TYPE 3TYPE 4TYPE 5TYPE 6TYPE 9

  5. Yuanta Securities (Hong Kong) Company Limited

    2015.06.30—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 3TYPE 4TYPE 5TYPE 6TYPE 9
Licences of Yuanta Securities (Hong Kong) Company Limited (ABS015)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 2Dealing in futures contracts
  • 2012.06.14—Present
TYPE 3Leveraged foreign exchange trading
  • 2012.06.14—2016.10.31
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 5Advising on futures contracts
  • 2012.06.14—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.02.16
  • 2006.07.08—Present
TYPE 9Asset management
  • 2012.06.14—Present