Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司
SFC LicensedSFC ID:ABS015
CCASS ID:B01858
| C/R | Regulated Activity | From | Until |
|---|---|---|---|
| C | Advising on corporate finance | - | 2004-02-16 |
| C | Advising on corporate finance | 2006-07-08 | - |
| C | Advising on futures contracts | 2012-06-14 | - |
| C | Advising on securities | - | - |
| C | Asset management | 2012-06-14 | - |
| C | Dealing in futures contracts | 2012-06-14 | - |
| C | Dealing in securities | - | - |
| C | Leveraged foreign exchange trading | 2012-06-14 | 2016-10-31 |