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Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司

SFC Licensed
SFC ID:ABS015
CCASS ID:B01858
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Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
C/RRegulated ActivityFromUntil
CAdvising on corporate finance-2004-02-16
CAdvising on corporate finance2006-07-08-
CAdvising on futures contracts2012-06-14-
CAdvising on securities--
CAsset management2012-06-14-
CDealing in futures contracts2012-06-14-
CDealing in securities--
CLeveraged foreign exchange trading2012-06-142016-10-31