Webb-site Legacy

Home

CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK

SFC Licensed
SFC ID:AAK816
CCASS ID:C00062
Key DataOfficersSFC LicensesConditionsPublic Disciplinary ActionsCCASS Distribution
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout

SFC licences & institution history

Currently licensed
SFC ID:AAK816

Credit Agricole Corporate and Investment Bank

4 former names

  1. Banque Indosuez

    Earlier period—1990.07.11

    SFC name change: 1990.07.11

    No SFO licence period listed under this name

  2. Banque Indosuez Hong Kong

    1990.07.11—1997.07.01

    SFC name change: 1997.07.01

    No SFO licence period listed under this name

  3. Credit Agricole Indosuez

    1997.07.01—2004.05.01

    SFC name change: 2004.05.01

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
  4. Calyon

    2004.05.01—2010.02.06

    SFC name change: 2010.02.06

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
  5. Credit Agricole Corporate and Investment Bank

    2010.02.06—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 6
Licences of Credit Agricole Corporate and Investment Bank (AAK816)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 2Dealing in futures contracts
  • 2011.04.04—2012.05.21
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 5Advising on futures contracts
  • 2011.04.04—2012.05.21
TYPE 6Advising on corporate finance
  • 2003.04.01—Present
TYPE 9Asset management
  • 2003.04.01—2007.02.06