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SG SECURITIES (HK) LIMITED 法國興業證券(香港)有限公司

SFC Licensed
SFC ID:AAD941
CCASS ID:B01121
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SFC licences & institution history

Currently licensed
SFC ID:AAD941

SG Securities (HK) Limited

5 former names

  1. Outgain Limited

    Earlier period—1984.09.21

    SFC name change: 1984.09.21

    No SFO licence period listed under this name

  2. Crosby Securities Limited

    1984.09.21—1986.11.28

    SFC name change: 1986.11.28

    No SFO licence period listed under this name

  3. Crosby Securities (HK) Limited

    1986.11.28—1995.01.26

    SFC name change: 1995.01.26

    No SFO licence period listed under this name

  4. Crosby Securities (HK) Limited

    1995.01.26—1996.11.05

    SFC name change: 1996.11.05

    No SFO licence period listed under this name

  5. SocGen-Crosby Securities (HK) Limited

    1996.11.05—1998.04.15

    SFC name change: 1998.04.15

    No SFO licence period listed under this name

  6. SG Securities (HK) Limited

    1998.04.15—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 6TYPE 7TYPE 9
Licences of SG Securities (HK) Limited (AAD941)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 2Dealing in futures contracts
  • 2003.12.16—Present
TYPE 4Advising on securities
  • 2003.04.01—2003.12.16
  • 2010.08.18—Present
TYPE 5Advising on futures contracts
  • 2010.11.16—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.11.19
TYPE 7Providing automated trading services
  • 2003.04.01—2020.05.14
TYPE 9Asset management
  • 2003.04.01—2003.12.16
  • 2010.05.04—2017.07.12