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CES Wealth Management (HK) Limited 光證優越理財(香港)有限公司

SFC Inactive
SFC ID:AAW358
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SFC licences & institution history

No current licences
SFC ID:AAW358

CES Wealth Management (HK) Limited

2 former names

  1. Sun Hung Kai Financial Management Limited

    Earlier period—2002.11.13

    SFC name change: 2002.11.13

    No SFO licence period listed under this name

  2. Sun Hung Kai Wealth Management Limited

    2002.11.13—2022.01.06

    SFC name change: 2022.01.06

    Licences in this name periodTYPE 4TYPE 6TYPE 9
  3. CES Wealth Management (HK) Limited

    2022.01.06—Registered name

    No SFO licence period listed under this name

Licences of CES Wealth Management (HK) Limited (AAW358)
Regulated ActivityEffective periods
TYPE 4Advising on securities
  • 2003.04.01—2005.03.31
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.03.31
TYPE 9Asset management
  • 2003.04.01—2005.03.31