GOLDMAN SACHS (ASIA) L.L.C. Hong Kong SFC License Details

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on corporate finance	-	-
C	Advising on futures contracts	-	-
C	Advising on securities	-	-
C	Asset management	-	-
C	Automated trading services	-	2004-03-16
C	Automated trading services	2009-02-19	2014-10-10
C	Dealing in securities	-	-

Organization