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GOLDMAN SACHS (ASIA) L.L.C. 高盛(亞洲)有限責任公司

SFC Licensed
SFC ID:ACC536
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SFC licences & institution history

Currently licensed
SFC ID:ACC536

Goldman Sachs (Asia) L.L.C.

Licences of Goldman Sachs (Asia) L.L.C. (ACC536)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 5Advising on futures contracts
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—Present
TYPE 7Providing automated trading services
  • 2003.04.01—2004.03.16
  • 2009.02.19—2014.10.10
TYPE 9Asset management
  • 2003.04.01—Present