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BEAR STEARNS ASIA LIMITED 貝爾斯登亞洲有限公司

SFC InactiveDissolved
SFC ID:AAI359
CCASS ID:B01506
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SFC licences & institution history

No current licences
SFC ID:AAI359

Bear Stearns Asia Limited

1 former names

  1. Shun Loong-Bear Stearns Securities Limited

    Earlier period—1993.10.25

    SFC name change: 1993.10.25

    No SFO licence period listed under this name

  2. Bear Stearns Asia Limited

    1993.10.25—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 6TYPE 7TYPE 9
Licences of Bear Stearns Asia Limited (AAI359)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2010.04.28
TYPE 2Dealing in futures contracts
  • 2005.11.29—2010.04.28
TYPE 4Advising on securities
  • 2003.04.01—2010.04.28
TYPE 5Advising on futures contracts
  • 2005.11.29—2010.04.28
TYPE 6Advising on corporate finance
  • 2003.04.01—2008.10.16
TYPE 7Providing automated trading services
  • 2003.04.01—2008.10.16
TYPE 9Asset management
  • 2003.04.01—2008.10.16