BEAR STEARNS ASIA LIMITED Hong Kong SFC License Details

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on corporate finance	-	2008-10-16
C	Advising on futures contracts	2005-11-29	2010-04-28
C	Advising on securities	-	2010-04-28
C	Asset management	-	2008-10-16
C	Automated trading services	-	2008-10-16
C	Dealing in futures contracts	2005-11-29	2010-04-28
C	Dealing in securities	-	2010-04-28

BEAR STEARNS ASIA LIMITED 貝爾斯登亞洲有限公司