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BARCLAYS CAPITAL ASIA LIMITED Hong Kong SFC License Details
BARCLAYS CAPITAL ASIA LIMITED 巴克萊亞洲有限公司
SFC Licensed
SFC ID:
AAC257
CCASS ID:
B01781
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
CCASS Distribution
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
C
Advising on corporate finance
-
-
C
Advising on securities
-
-
C
Asset management
-
2005-01-12
C
Dealing in futures contracts
2005-01-12
-
C
Dealing in securities
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-