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BARCLAYS CAPITAL ASIA LIMITED 巴克萊亞洲有限公司

SFC Licensed
SFC ID:AAC257
CCASS ID:B01781
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SFC licences & institution history

Currently licensed
SFC ID:AAC257

Barclays Capital Asia Limited

3 former names

  1. Barclays de Zoete Wedd (Asia) Limited

    Earlier period—1995.04.25

    SFC name change: 1995.04.25

    No SFO licence period listed under this name

  2. BZW Asia Limited

    1995.04.25—1998.01.23

    SFC name change: 1998.01.23

    No SFO licence period listed under this name

  3. Betimes Limited

    1998.01.23—2000.12.16

    SFC name change: 2000.12.16

    No SFO licence period listed under this name

  4. Barclays Capital Asia Limited

    2000.12.16—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 6TYPE 9
Licences of Barclays Capital Asia Limited (AAC257)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 2Dealing in futures contracts
  • 2005.01.12—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—Present
TYPE 9Asset management
  • 2003.04.01—2005.01.12