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Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司

SFC Inactive
SFC ID:AAO017
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SFC licences & institution history

No current licences
SFC ID:AAO017

Credit Suisse (Hong Kong) Limited

3 former names

  1. CS First Boston (Hong Kong) Limited

    Earlier period—1996.12.31

    SFC name change: 1996.12.31

    No SFO licence period listed under this name

  2. Credit Suisse First Boston (Hong Kong) Limited

    1996.12.31—2006.01.13

    SFC name change: 2006.01.13

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9

  3. Credit Suisse (Hong Kong) Limited

    2006.01.13—2019.07.08

    SFC name change: 2019.07.08

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 6TYPE 7TYPE 9

  4. Credit Suisse (Hong Kong) Limited

    2019.07.08—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 6TYPE 9
Licences of Credit Suisse (Hong Kong) Limited (AAO017)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2026.09.10
TYPE 2Dealing in futures contracts
  • 2008.11.04—2026.04.22
TYPE 4Advising on securities
  • 2003.04.01—2025.01.13
TYPE 5Advising on futures contracts
  • 2008.11.04—2024.09.27
TYPE 6Advising on corporate finance
  • 2003.04.01—2024.01.30
TYPE 7Providing automated trading services
  • 2003.04.01—2003.08.22
  • 2008.11.04—2013.11.01
TYPE 9Asset management
  • 2003.04.01—2005.01.03
  • 2016.07.19—2024.11.14