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CAPITAL GLOBAL MANAGEMENT LIMITED 瑞興全球財富管理有限公司

SFC Licensed
SFC ID:ALY556
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SFC licences & institution history

Currently licensed
SFC ID:ALY556

Capital Global Management Limited

2 former names

  1. CSCIM Limited

    Earlier period—2004.12.29

    SFC name change: 2004.12.29

    No SFO licence period listed under this name

  2. Capital Global Management Limited

    2004.12.29—2006.01.20

    SFC name change: 2006.01.20

    Licences in this name periodTYPE 1TYPE 4

  3. Capital Global Management Limited

    2006.01.20—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 9
Licences of Capital Global Management Limited (ALY556)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2005.09.17—Present
TYPE 4Advising on securities
  • 2005.12.20—Present
TYPE 9Asset management
  • 2007.07.25—Present