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BANK OF NOVA SCOTIA (THE) Hong Kong SFC License Details
BANK OF NOVA SCOTIA (THE)
SFC Inactive
Dissolved
SFC ID:
AVE909
CCASS ID:
C00067
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
CCASS Distribution
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
R
Advising on corporate finance
2011-05-06
2020-09-25
R
Advising on securities
2011-05-06
2025-12-31
R
Dealing in securities
2011-05-06
2025-12-31