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RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司

SFC InactiveDissolved
SFC ID:ADB679
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SFC licences & institution history

No current licences
SFC ID:ADB679

RBS Asia Corporate Finance Limited

3 former names

  1. ABN AMRO HG Asia Limited

    Earlier period—1997.02.21

    SFC name change: 1997.02.21

    No SFO licence period listed under this name

  2. ABN AMRO Hoare Govett Asia Corporate Finance Limited

    1997.02.21—1998.02.09

    SFC name change: 1998.02.09

    No SFO licence period listed under this name

  3. ABN AMRO Asia Corporate Finance Limited

    1998.02.09—2008.11.20

    SFC name change: 2008.11.20

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  4. RBS Asia Corporate Finance Limited

    2008.11.20—Registered name

    Licences in this name periodTYPE 1TYPE 6
Licences of RBS Asia Corporate Finance Limited (ADB679)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2014.08.15
TYPE 4Advising on securities
  • 2003.04.01—2004.12.30
TYPE 6Advising on corporate finance
  • 2003.04.01—2014.08.15
TYPE 9Asset management
  • 2003.04.01—2004.12.30