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FIRST SHANGHAI SECURITIES LIMITED 第一上海證券有限公司

SFC Licensed
SFC ID:ABV488
CCASS ID:B01686
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SFC licences & institution history

Currently licensed
SFC ID:ABV488

First Shanghai Securities Limited

1 former names

  1. First Shanghai Capital Limited

    Earlier period—2001.11.15

    SFC name change: 2001.11.15

    No SFO licence period listed under this name

  2. First Shanghai Securities Limited

    2001.11.15—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9
Licences of First Shanghai Securities Limited (ABV488)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—Present
TYPE 7Providing automated trading services
  • 2003.04.01—2003.09.02
TYPE 9Asset management
  • 2003.04.01—2010.08.20