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Mason Securities Limited 茂宸證券有限公司

SFC Licensed
SFC ID:AAC086
CCASS ID:B01209
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SFC licences & institution history

Currently licensed
SFC ID:AAC086

Mason Securities Limited

6 former names

  1. H. L. Investment Services Limited

    Earlier period—1983.02.24

    SFC name change: 1983.02.24

    No SFO licence period listed under this name

  2. Hong Leong Securities Limited

    1983.02.24—1987.06.01

    SFC name change: 1987.06.01

    No SFO licence period listed under this name

  3. Dao Heng Securities Limited

    1987.06.01—2008.11.11

    SFC name change: 2008.11.11

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9
  4. GuocoCapital Limited

    2008.11.11—2016.02.25

    SFC name change: 2016.02.25

    Licences in this name periodTYPE 1TYPE 4TYPE 6
  5. Mason Securities Limited

    2016.02.25—2017.07.12

    SFC name change: 2017.07.12

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
  6. Mason Securities Limited

    2017.07.12—2019.03.01

    SFC name change: 2019.03.01

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
  7. Mason Securities Limited

    2019.03.01—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 9
Licences of Mason Securities Limited (AAC086)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2018.07.12
TYPE 7Providing automated trading services
  • 2003.04.01—2005.03.08
TYPE 9Asset management
  • 2003.04.01—2005.03.08
  • 2016.09.02—Present