Merrill Lynch Far East Limited

7 former names

1. Merrill Lynch Pierce Fenner & Smith Hong Kong Limited

   Earlier period—1972.12.19

   SFC name change: 1972.12.19

   No SFO licence period listed under this name

2. Merrill Lynch, Pierce, Fenner & Smith Hong Kong Limited

   1972.12.19—1973.04.27

   SFC name change: 1973.04.27

   No SFO licence period listed under this name

3. Merrill Lynch - Sun Hung kai (Overseas Securities) Co. Ltd

   1973.04.27—1982.08.21

   SFC name change: 1982.08.21

   No SFO licence period listed under this name

4. Merrill Lynch Hong Kong Securities Limited trading as MLCM

   1982.08.21—1992.04.13

   SFC name change: 1992.04.13

   No SFO licence period listed under this name

5. Merrill Lynch Hong Kong Securities Limited

   1992.04.13—1996.01.02

   SFC name change: 1996.01.02

   No SFO licence period listed under this name

6. Merrill Lynch Far East Limited

   1996.01.02—2003.01.29

   SFC name change: 2003.01.29

   No SFO licence period listed under this name

7. Merrill Lynch Far East Limited

   2003.01.29—2014.07.04

   SFC name change: 2014.07.04

   Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 6TYPE 7TYPE 9

8. Merrill Lynch Far East Limited

   2014.07.04—Registered name

   Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 6TYPE 7