CLSA RESEARCH LIMITED 里昂證券投資研究有限公司

6 former names

1. Whereas Triple First Company Limited

   Earlier period—1986.09.26

   SFC name change: 1986.09.26

   No SFO licence period listed under this name

2. Winfull Laing & Cruickshank Holdings Limited

   1986.09.26—1988.01.12

   SFC name change: 1988.01.12

   No SFO licence period listed under this name

3. CL-Winfull Laing & Cruickshank Holdings Limited

   1988.01.12—1988.10.18

   SFC name change: 1988.10.18

   No SFO licence period listed under this name

4. CL-Alexanders Laing & Cruickshank Holdings (Asia) Limited

   1988.10.18—1993.12.23

   SFC name change: 1993.12.23

   No SFO licence period listed under this name

5. Credit Lyonnais Securities (S.E. Asia) Limited

   1993.12.23—2000.09.15

   SFC name change: 2000.09.15

   No SFO licence period listed under this name

6. CLSA (S.E.Asia) Limited

   2000.09.15—2003.11.28

   SFC name change: 2003.11.28

   Licences in this name periodTYPE 4

7. CLSA Research Limited

   2003.11.28—Registered name

   Licences in this name periodTYPE 4