NATWEST MARKETS PLC Hong Kong SFC License Details

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
R	Advising on corporate finance	-	2004-10-15
R	Advising on corporate finance	2008-04-18	2016-03-23
R	Advising on securities	-	2004-10-15
R	Advising on securities	2008-04-18	2022-05-24
R	Asset management	-	2004-10-15
R	Dealing in futures contracts	2008-04-18	2014-03-31
R	Dealing in securities	-	2022-05-24

NATWEST MARKETS PLC 國民西敏寺資本市場銀行有限公司