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SOFAER GLOBAL RESEARCH (HK) LIMITED

SFC Inactive
SFC ID:AAJ947
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SFC licences & institution history

No current licences
SFC ID:AAJ947

Sofaer Global Research (HK) Limited

3 former names

  1. Plonmen Limited

    Earlier period—1990.07.26

    SFC name change: 1990.07.26

    No SFO licence period listed under this name

  2. Arral Associates (H.K.) Limited

    1990.07.26—1996.07.11

    SFC name change: 1996.07.11

    No SFO licence period listed under this name

  3. Sofaer Capital Management Limited

    1996.07.11—1998.07.29

    SFC name change: 1998.07.29

    No SFO licence period listed under this name

  4. Sofaer Global Research (HK) Limited

    1998.07.29—Registered name

    Licences in this name periodTYPE 4TYPE 5TYPE 6TYPE 9
Licences of Sofaer Global Research (HK) Limited (AAJ947)
Regulated ActivityEffective periods
TYPE 4Advising on securities
  • 2003.04.01—2019.08.15
TYPE 5Advising on futures contracts
  • 2003.04.01—2011.01.18
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.01.31
TYPE 9Asset management
  • 2003.04.01—2019.08.15