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SOFAER GLOBAL RESEARCH (HK) LIMITED

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SFC ID:AAJ947
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Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
C/RRegulated ActivityFromUntil
CAdvising on corporate finance-2005-01-31
CAdvising on futures contracts-2011-01-18
CAdvising on securities-2019-08-15
CAsset management-2019-08-15