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Xeram and Company (Asia) Limited

SFC Inactive
SFC ID:AFP819
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SFC licences & institution history

No current licences
SFC ID:AFP819

Xeram and Company (Asia) Limited

6 former names

  1. Regional Resources Limited

    Earlier period—1997.12.15

    SFC name change: 1997.12.15

    No SFO licence period listed under this name

  2. Dreyfus Asia Limited

    1997.12.15—1999.11.17

    SFC name change: 1999.11.17

    No SFO licence period listed under this name

  3. iCapital Management Limited

    1999.11.17—2002.10.15

    SFC name change: 2002.10.15

    No SFO licence period listed under this name

  4. Latitude Advisors Limited

    2002.10.15—2008.10.17

    SFC name change: 2008.10.17

    Licences in this name periodTYPE 4TYPE 6
  5. Cowen Latitude Advisors Limited

    2008.10.17—2011.05.18

    SFC name change: 2011.05.18

    Licences in this name periodTYPE 4TYPE 6
  6. Cowen and Company (Asia) Limited

    2011.05.18—2024.07.29

    SFC name change: 2024.07.29

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 6
  7. Xeram and Company (Asia) Limited

    2024.07.29—Registered name

    No SFO licence period listed under this name

Licences of Xeram and Company (Asia) Limited (AFP819)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2011.07.08—2015.11.27
  • 2019.05.17—2024.03.26
TYPE 2Dealing in futures contracts
  • 2019.05.17—2024.03.26
TYPE 4Advising on securities
  • 2003.04.01—2015.11.27
TYPE 6Advising on corporate finance
  • 2003.12.19—2015.11.27