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Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司

SFC Licensed
SFC ID:AUI491
CCASS ID:B01890
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SFC licences & institution history

Currently licensed
SFC ID:AUI491

Guosen Securities (HK) Brokerage Company, Limited

1 former names

  1. Guosen Securities (HK) Company, Limited

    Earlier period—2009.11.06

    SFC name change: 2009.11.06

    No SFO licence period listed under this name

  2. Guosen Securities (HK) Brokerage Company, Limited

    2009.11.06—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5
Licences of Guosen Securities (HK) Brokerage Company, Limited (AUI491)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2010.02.26—Present
TYPE 2Dealing in futures contracts
  • 2011.03.14—Present
TYPE 4Advising on securities
  • 2010.02.26—Present
TYPE 5Advising on futures contracts
  • 2011.03.14—Present