Guosen Securities (HK) Brokerage Company, Limited Hong Kong SFC License Details

Webb-site Legacy

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on futures contracts	2011-03-14	-
C	Advising on securities	2010-02-26	-
C	Dealing in futures contracts	2011-03-14	-
C	Dealing in securities	2010-02-26	-

Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司