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CNI Securities Group Limited 中國北方證券集團有限公司

SFC Licensed
SFC ID:ATM582
CCASS ID:B01886
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SFC licences & institution history

Currently licensed
SFC ID:ATM582

CNI Securities Group Limited

3 former names

  1. Yifa Securities Company Limited

    Earlier period—2008.07.08

    SFC name change: 2008.07.08

    No SFO licence period listed under this name

  2. Global Broker Services Limited

    2008.07.08—2010.04.08

    SFC name change: 2010.04.08

    Licences in this name periodTYPE 1

  3. Global Broker Services Limited

    2010.04.08—2010.12.06

    SFC name change: 2010.12.06

    Licences in this name periodTYPE 1

  4. CNI Securities Group Limited

    2010.12.06—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4
Licences of CNI Securities Group Limited (ATM582)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2009.12.15—Present
TYPE 2Dealing in futures contracts
  • 2011.06.28—Present
TYPE 4Advising on securities
  • 2014.05.13—Present