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CNI Securities Group Limited 中國北方證券集團有限公司
SFC Licensed
SFC ID:
ATM582
CCASS ID:
B01886
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
CCASS Distribution
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
C
Advising on securities
2014-05-13
-
C
Dealing in futures contracts
2011-06-28
-
C
Dealing in securities
2009-12-15
-