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Public Disciplinary Actions
SFC fines Cinda International FX Ltd HK$4m
SFC, 02-Aug-2010
Orgs
SFC suspends Mr Rico Wong Kwok Fan for account opening failings and aiding & abetting unlicensed dealing
SFC, 28-Apr-2005
Orgs
People
Mr Rico Wong Kwok Fan v SFC
SFAT, 28-Apr-2005
Orgs
People
SFC suspends Mr Lou Tak Ki of Hantec for 3 weeks
SFC, 12-Dec-2002
Orgs
People