| C/R | Regulated Activity | From | Until |
|---|---|---|---|
| C | Advising on corporate finance | - | 2003-12-16 |
| C | Advising on corporate finance | 2004-11-01 | - |
| C | Advising on securities | - | - |
| C | Asset management | 2003-12-16 | - |
| C | Dealing in futures contracts | 2012-10-26 | - |
| C | Dealing in securities | 2011-03-21 | - |