BlackRock Asset Management North Asia Limited Hong Kong SFC License Details

SFC licences & institution history

Currently licensed

Power Gate Limited
Earlier period—1998.11.08
SFC name change: 1998.11.08
No SFO licence period listed under this name
Barclays Global Investors North Asia Limited
1998.11.08—2009.12.17
SFC name change: 2009.12.17
Licences in this name periodTYPE 4TYPE 6TYPE 9
BlackRock Asset Management North Asia Limited
2009.12.17—Registered name
Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 6TYPE 9

Licences of BlackRock Asset Management North Asia Limited (AFF275)
Regulated Activity	Effective periods
TYPE 1Dealing in securities	2011.03.21Present
TYPE 2Dealing in futures contracts	2012.10.26Present
TYPE 4Advising on securities	2003.04.01Present
TYPE 6Advising on corporate finance	2003.04.012003.12.16 2004.11.01Present
TYPE 9Asset management	2003.12.16Present