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HSBC Global Asset Management Holdings (Bahamas) Limited

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SFC ID:AAF425
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SFC licences & institution history

No current licences
SFC ID:AAF425

HSBC Global Asset Management Holdings (Bahamas) Limited

4 former names

  1. Wardley Investment Services Limited

    Earlier period—1994.02.15

    SFC name change: 1994.02.15

    No SFO licence period listed under this name

  2. HSBC Asset Management Bahamas Limited

    1994.02.15—1999.11.01

    SFC name change: 1999.11.01

    No SFO licence period listed under this name

  3. HSBC Asset Management (Bahamas) Limited

    1999.11.01—2005.04.29

    SFC name change: 2005.04.29

    Licences in this name periodTYPE 4TYPE 5TYPE 6TYPE 9
  4. HSBC Investments Holdings (Bahamas) Limited

    2005.04.29—2008.04.18

    SFC name change: 2008.04.18

    Licences in this name periodTYPE 4TYPE 5TYPE 9
  5. HSBC Global Asset Management Holdings (Bahamas) Limited

    2008.04.18—Registered name

    Licences in this name periodTYPE 4TYPE 5TYPE 9
Licences of HSBC Global Asset Management Holdings (Bahamas) Limited (AAF425)
Regulated ActivityEffective periods
TYPE 4Advising on securities
  • 2003.04.01—2020.06.02
TYPE 5Advising on futures contracts
  • 2003.04.01—2020.06.02
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.05.07
TYPE 9Asset management
  • 2003.04.01—2025.06.27