Halbis Capital Management (Hong Kong) Limited

9 former names

1. Kinghurst Investments Limited

   Earlier period—1974.05.31

   SFC name change: 1974.05.31

   No SFO licence period listed under this name

2. Wardley Securities Limited

   1974.05.31—1993.10.28

   SFC name change: 1993.10.28

   No SFO licence period listed under this name

3. HSBC Asset Management Asia Pacific Securities Limited

   1993.10.28—1993.12.23

   SFC name change: 1993.12.23

   No SFO licence period listed under this name

4. HSBC Securities Hong Kong Limited

   1993.12.23—1994.02.08

   SFC name change: 1994.02.08

   No SFO licence period listed under this name

5. HSBC Asset Management Asia Pacific Securities Limited

   1994.02.08—1994.02.28

   SFC name change: 1994.02.28

   No SFO licence period listed under this name

6. HSBC Securities Hong Kong Limited

   1994.02.28—1998.03.16

   SFC name change: 1998.03.16

   No SFO licence period listed under this name

7. HSBC Asset Management Hong Kong (Securities) Limited

   1998.03.16—1999.11.01

   SFC name change: 1999.11.01

   No SFO licence period listed under this name

8. HSBC Asset Management Securities (Hong Kong) Limited

   1999.11.01—2005.04.13

   SFC name change: 2005.04.13

   Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

9. HSBC Halbis Partners (Hong Kong) Limited

   2005.04.13—2006.09.29

   SFC name change: 2006.09.29

   Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 9

10. Halbis Capital Management (Hong Kong) Limited

    2006.09.29—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 9