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Lion Global Financial Limited 獅瀚環球金融有限公司

SFC Licensed
SFC ID:AEO169
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SFC licences & institution history

Currently licensed
SFC ID:AEO169

Lion Global Financial Limited

2 former names

  1. Apex Advisors Limited

    Earlier period—1998.07.09

    SFC name change: 1998.07.09

    No SFO licence period listed under this name

  2. Noble Apex Advisors Limited

    1998.07.09—2020.06.11

    SFC name change: 2020.06.11

    Licences in this name periodTYPE 1TYPE 4TYPE 9

  3. Lion Global Financial Limited

    2020.06.11—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 9
Licences of Lion Global Financial Limited (AEO169)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2008.10.10—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 9Asset management
  • 2003.04.01—Present