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STATE STREET GLOBAL ADVISORS ASIA LIMITED 道富環球投資管理亞洲有限公司

SFC Licensed
SFC ID:AEI343
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SFC licences & institution history

Currently licensed
SFC ID:AEI343

State Street Global Advisors Asia Limited

2 former names

  1. Answell Company Limited

    Earlier period—1997.09.12

    SFC name change: 1997.09.12

    No SFO licence period listed under this name

  2. State Street Global Advisors (HK) Limited

    1997.09.12—2000.04.14

    SFC name change: 2000.04.14

    No SFO licence period listed under this name

  3. State Street Global Advisors Asia Limited

    2000.04.14—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 6TYPE 9
Licences of State Street Global Advisors Asia Limited (AEI343)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 2Dealing in futures contracts
  • 2015.07.02—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 5Advising on futures contracts
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2015.07.16
TYPE 9Asset management
  • 2003.04.01—Present