STATE STREET GLOBAL ADVISORS ASIA LIMITED 道富環球投資管理亞洲有限公司

SFC Licensed

Key Data Officers SFC Licenses Conditions Public Disciplinary Actions

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on corporate finance	-	2015-07-16
C	Advising on futures contracts	-	-
C	Advising on securities	-	-
C	Asset management	-	-
C	Dealing in futures contracts	2015-07-02	-
C	Dealing in securities	-	-