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SFC ID:AUW496
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Public Disciplinary Actions
SFC fines TC Capital International Ltd HK$3m and suspends RO Edward Wu Wen Guang for 7 months
SFC
SFC, 01-Aug-2022
For due dilgence failings in sponsoring the 2015 GEM listing of China Candy (ex-8182), which was suspended after 2 years and delisted in 2019. Candy crushed.
Orgs
People
Censure of L&A (8195) and various directors
SEHK, 11-Dec-2018
Orgs
People
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