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BARCLAYS BANK PLC Hong Kong SFC License Details
BARCLAYS BANK PLC
SFC Licensed
SFC ID:
AAJ160
CCASS ID:
C00005
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
CCASS Distribution
SFC licences & institution history
Currently licensed
SFC ID:
AAJ160
Barclays Bank PLC
Licences of Barclays Bank PLC (AAJ160)
Regulated Activity
Effective periods
TYPE 1
Dealing in securities
2003.04.01
—
Present
TYPE 4
Advising on securities
2003.04.01
—
Present
TYPE 6
Advising on corporate finance
2003.04.01
—
Present
TYPE 7
Providing automated trading services
2003.04.01
—
2005.03.04
TYPE 9
Asset management
2003.04.01
—
2005.03.04
2008.05.05
—
2016.12.14