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ROTHSCHILD & CO HONG KONG LIMITED 羅斯柴爾德恩可香港有限公司

SFC Licensed
SFC ID:AAI852
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SFC licences & institution history

Currently licensed
SFC ID:AAI852

Rothschild & Co Hong Kong Limited

3 former names

  1. N. M. Rothschild & Sons (Hong Kong) Limited

    Earlier period—2010.10.14

    SFC name change: 2010.10.14

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  2. Rothschild (Hong Kong) Limited

    2010.10.14—2018.11.01

    SFC name change: 2018.11.01

    Licences in this name periodTYPE 1TYPE 4TYPE 6

  3. Rothschild & Co Hong Kong Limited

    2018.11.01—2019.06.13

    SFC name change: 2019.06.13

    Licences in this name periodTYPE 1TYPE 4TYPE 6

  4. Rothschild & Co Hong Kong Limited

    2019.06.13—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6
Licences of Rothschild & Co Hong Kong Limited (AAI852)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2005.04.27—Present
TYPE 1Dealing in securities
  • 2003.04.01—2005.04.27
TYPE 4Advising on securities
  • 2005.04.27—Present
TYPE 4Advising on securities
  • 2003.04.01—2005.04.27
TYPE 6Advising on corporate finance
  • 2005.04.27—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.04.27
TYPE 9Asset management
  • 2003.04.01—2005.03.21