CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED

4 former names

1. Wallimont Limited

   Earlier period—1992.12.03

   SFC name change: 1992.12.03

   No SFO licence period listed under this name

2. Salomon Brothers Hong Kong Futures Limited

   1992.12.03—1998.12.01

   SFC name change: 1998.12.01

   No SFO licence period listed under this name

3. Salomon Smith Barney Hong Kong Futures Limited

   1998.12.01—2003.04.04

   SFC name change: 2003.04.04

   Licences in this name periodTYPE 2TYPE 5TYPE 9

4. Citigroup Global Markets Hong Kong Futures Limited

   2003.04.04—2004.02.27

   SFC name change: 2004.02.27

   Licences in this name periodTYPE 1TYPE 2TYPE 5TYPE 9

5. Citigroup Global Markets Hong Kong Futures and Securities Limited

   2004.02.27—Registered name

   Licences in this name periodTYPE 1TYPE 2