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BNP PARIBAS SECURITIES (ASIA) LIMITED 法國巴黎證券(亞洲)有限公司

SFC Licensed
SFC ID:AAF669
CCASS ID:B01299
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SFC licences & institution history

Currently licensed
SFC ID:AAF669

BNP Paribas Securities (Asia) Limited

5 former names

  1. Hercules Securities Co. Limited

    Earlier period—1994.03.31

    SFC name change: 1994.03.31

    No SFO licence period listed under this name

  2. PrimeEast Securities (HK) Limited

    1994.03.31—1997.03.14

    SFC name change: 1997.03.14

    No SFO licence period listed under this name

  3. BNP PrimeEast Securities Limited

    1997.03.14—1998.03.25

    SFC name change: 1998.03.25

    No SFO licence period listed under this name

  4. BNP Prime Peregrine Securities Limited

    1998.03.25—2000.07.21

    SFC name change: 2000.07.21

    No SFO licence period listed under this name

  5. BNP Paribas Peregrine Securities Limited

    2000.07.21—2006.12.07

    SFC name change: 2006.12.07

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
  6. BNP Paribas Securities (Asia) Limited

    2006.12.07—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 6TYPE 7
Licences of BNP Paribas Securities (Asia) Limited (AAF669)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 2Dealing in futures contracts
  • 2011.09.06—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.08.26
  • 2013.03.28—Present
TYPE 7Providing automated trading services
  • 2009.10.15—2015.11.30
TYPE 9Asset management
  • 2003.04.01—2004.08.26