BNP PARIBAS SECURITIES (ASIA) LIMITED 法國巴黎證券(亞洲)有限公司
SFC LicensedSFC ID:AAF669
CCASS ID:B01299
Hercules Securities Co. Limited
Earlier period—1994.03.31
SFC name change: 1994.03.31
No SFO licence period listed under this name
PrimeEast Securities (HK) Limited
1994.03.31—1997.03.14
SFC name change: 1997.03.14
No SFO licence period listed under this name
BNP PrimeEast Securities Limited
1997.03.14—1998.03.25
SFC name change: 1998.03.25
No SFO licence period listed under this name
BNP Prime Peregrine Securities Limited
1998.03.25—2000.07.21
SFC name change: 2000.07.21
No SFO licence period listed under this name
BNP Paribas Peregrine Securities Limited
2000.07.21—2006.12.07
SFC name change: 2006.12.07
BNP Paribas Securities (Asia) Limited
2006.12.07—Registered name
| Regulated Activity | Effective periods |
|---|---|
| TYPE 1Dealing in securities |
|
| TYPE 2Dealing in futures contracts |
|
| TYPE 4Advising on securities |
|
| TYPE 6Advising on corporate finance |
|
| TYPE 7Providing automated trading services | |
| TYPE 9Asset management |