Webb-site Legacy

BNP PARIBAS SECURITIES (ASIA) LIMITED 法國巴黎證券(亞洲)有限公司

SFC Licensed

CCASS ID:B01299

Key Data Officers SFC Licenses Conditions Public Disciplinary Actions CCASS Distribution

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on corporate finance	-	2004-08-26
C	Advising on corporate finance	2013-03-28	-
C	Advising on securities	-	-
C	Asset management	-	2004-08-26
C	Automated trading services	2009-10-15	2015-11-30
C	Dealing in futures contracts	2011-09-06	-
C	Dealing in securities	-	-