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Public Disciplinary Actions
SFC suspends Ms Yau Oi Yi for 3 months for cold calling
SFC, 27-Jul-2004
Orgs
People
SFC accepts HK$195k instead of 6 month suspension of Mr Li Man Hin of Refco
SFC, 26-Jul-2004
Orgs
People
SFC takes action against hawking of futures contracts
SFC, 16-Dec-2003
Later press releases show that they were at Refco Hong Kong Ltd
Orgs
People