Webb-site Legacy

Home

WELLINGTON MANAGEMENT HONG KONG LIMITED 威靈頓管理香港有限公司

SFC Licensed
SFC ID:AJB478
Key DataOfficersSFC LicensesConditionsPublic Disciplinary Actions
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout

SFC licences & institution history

Currently licensed
SFC ID:AJB478

Wellington Management Hong Kong Limited

2 former names

  1. Wellington Global Investment Management Limited

    Earlier period—2015.01.02

    SFC name change: 2015.01.02

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 9
  2. Wellington Management Hong Kong Limited

    2015.01.02—2015.03.23

    SFC name change: 2015.03.23

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 9
  3. Wellington Management Hong Kong Limited

    2015.03.23—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 9
Licences of Wellington Management Hong Kong Limited (AJB478)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.09.18—Present
TYPE 2Dealing in futures contracts
  • 2013.05.15—Present
TYPE 4Advising on securities
  • 2003.09.18—Present
TYPE 9Asset management
  • 2008.03.05—Present