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WELLINGTON MANAGEMENT HONG KONG LIMITED Hong Kong SFC License Details
WELLINGTON MANAGEMENT HONG KONG LIMITED 威靈頓管理香港有限公司
SFC Licensed
SFC ID:
AJB478
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
C
Advising on securities
2003-09-18
-
C
Asset management
2008-03-05
-
C
Dealing in futures contracts
2013-05-15
-
C
Dealing in securities
2003-09-18
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