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CAIIS Limited

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SFC ID:AGX724
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SFC licences & institution history

No current licences
SFC ID:AGX724

CAIIS Limited

3 former names

  1. Sino Ventures Limited

    Earlier period—2001.07.25

    SFC name change: 2001.07.25

    No SFO licence period listed under this name

  2. CIC Investor Services Limited

    2001.07.25—2004.02.09

    SFC name change: 2004.02.09

    Licences in this name periodTYPE 4
  3. CIC Investor Services Limited

    2004.02.09—2018.01.04

    SFC name change: 2018.01.04

    Licences in this name periodTYPE 1TYPE 4
  4. CAIIS Limited

    2018.01.04—Registered name

    Licences in this name periodTYPE 1TYPE 4
Licences of CAIIS Limited (AGX724)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2006.05.23—2018.09.04
TYPE 4Advising on securities
  • 2003.04.01—2018.09.04