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UFJ INVESTMENTS ASIA LIMITED

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SFC ID:AAO234
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SFC licences & institution history

No current licences
SFC ID:AAO234

UFJ Investments Asia Limited

1 former names

  1. Tokai Asia Limited

    Earlier period—2002.01.15

    SFC name change: 2002.01.15

    No SFO licence period listed under this name

  2. UFJ Investments Asia Limited

    2002.01.15—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 6TYPE 9
Licences of UFJ Investments Asia Limited (AAO234)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2003.09.30
TYPE 4Advising on securities
  • 2003.04.01—2003.09.30
TYPE 5Advising on futures contracts
  • 2003.04.01—2003.09.30
TYPE 6Advising on corporate finance
  • 2003.04.01—2003.09.30
TYPE 9Asset management
  • 2003.04.01—2003.09.30