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CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 瑞士嘉來資產管理(香港)有限公司

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SFC ID:AAZ959
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SFC licences & institution history

No current licences
SFC ID:AAZ959

Clariden Leu Asset Management (Hong Kong) Limited

2 former names

  1. Clariden Asset Management (HK) Limited

    Earlier period—2007.01.26

    SFC name change: 2007.01.26

    Licences in this name periodTYPE 4TYPE 5TYPE 6TYPE 9

  2. Clariden Leu Asset Management (Hong Kong) Limited

    2007.01.26—2010.02.22

    SFC name change: 2010.02.22

    Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 9

  3. Clariden Leu Asset Management (Hong Kong) Limited

    2010.02.22—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 9
Licences of Clariden Leu Asset Management (Hong Kong) Limited (AAZ959)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2008.12.31—2012.12.13
TYPE 4Advising on securities
  • 2003.04.01—2012.12.13
TYPE 5Advising on futures contracts
  • 2003.04.01—2011.03.23
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.08.06
TYPE 9Asset management
  • 2003.04.01—2012.12.13