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LA ROCHE & CO ASIA LIMITED Hong Kong SFC License Details
LA ROCHE & CO ASIA LIMITED 瑞羅亞洲有限公司
SFC Inactive
Dissolved
SFC ID:
AQF577
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
C
Advising on securities
2008-03-05
2011-12-08
C
Asset management
2008-03-05
2008-12-04
C
Dealing in securities
2008-03-05
2011-12-08