Webb-site Legacy

Home

LA ROCHE & CO ASIA LIMITED 瑞羅亞洲有限公司

SFC InactiveDissolved
SFC ID:AQF577
Key DataOfficersSFC LicensesConditionsPublic Disciplinary Actions
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout

SFC licences & institution history

No current licences
SFC ID:AQF577

La Roche & Co Asia Limited

1 former names

  1. La Roche Asia Limited

    Earlier period—2006.09.29

    SFC name change: 2006.09.29

    No SFO licence period listed under this name

  2. La Roche & Co Asia Limited

    2006.09.29—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 9
Licences of La Roche & Co Asia Limited (AQF577)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2008.03.05—2011.12.08
TYPE 4Advising on securities
  • 2008.03.05—2011.12.08
TYPE 9Asset management
  • 2008.03.05—2008.12.04