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Public Disciplinary Actions
SFC suspends Mr Edmond Kung Chiu Nam for misleading SFC and lending his account to another licensee
SFC, 16-Nov-2005
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SFC suspends Kate Edith Wong Chak Lau for 1 week for misconduct in a market manipulation case
SFC, 22-Dec-2003
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SFC suspends Ms Iris Ng Wai Chi for 1 week
SFC, 25-Apr-2003
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