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UKFP (Asia) HK Limited

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SFC ID:ACE269
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SFC licences & institution history

No current licences
SFC ID:ACE269

UKFP (Asia) HK Limited

4 former names

  1. Charter Unit Investments Limited

    Earlier period—1996.04.09

    SFC name change: 1996.04.09

    No SFO licence period listed under this name

  2. Matheson PFC Financial Services Group Limited

    1996.04.09—1997.02.28

    SFC name change: 1997.02.28

    No SFO licence period listed under this name

  3. Matheson InvestNet Limited

    1997.02.28—1998.05.04

    SFC name change: 1998.05.04

    No SFO licence period listed under this name

  4. Towry Law (Asia) HK Limited

    1998.05.04—2006.03.02

    SFC name change: 2006.03.02

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
  5. UKFP (Asia) HK Limited

    2006.03.02—Registered name

    Licences in this name periodTYPE 1
Licences of UKFP (Asia) HK Limited (ACE269)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2010.03.24
TYPE 4Advising on securities
  • 2003.04.01—2004.10.13
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.10.12
TYPE 9Asset management
  • 2003.04.01—2004.12.03