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ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司

SFC Licensed
SFC ID:AAY077
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SFC licences & institution history

Currently licensed
SFC ID:AAY077

ICBC Asset Management (Global) Company Limited

3 former names

  1. Worldsec Assest Management Limited

    Earlier period—1992.06.19

    SFC name change: 1992.06.19

    No SFO licence period listed under this name

  2. Worldsec Asset Management Limited

    1992.06.19—2008.09.10

    SFC name change: 2008.09.10

    Licences in this name periodTYPE 4TYPE 5TYPE 6TYPE 9

  3. ICBC (Asia) Investment Management Company Limited

    2008.09.10—2017.10.09

    SFC name change: 2017.10.09

    Licences in this name periodTYPE 4TYPE 5TYPE 9

  4. ICBC Asset Management (Global) Company Limited

    2017.10.09—Registered name

    Licences in this name periodTYPE 4TYPE 5TYPE 9
Licences of ICBC Asset Management (Global) Company Limited (AAY077)
Regulated ActivityEffective periods
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 5Advising on futures contracts
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.02.25
TYPE 9Asset management
  • 2003.04.01—Present