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HONG KONG ASSET MANAGEMENT LIMITED 香港資產管理有限公司

SFC Licensed
SFC ID:ABI734
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SFC licences & institution history

Currently licensed
SFC ID:ABI734

Hong Kong Asset Management Limited

6 former names

  1. M.G. Geraghty (Financial Services) Limited

    Earlier period—1995.03.29

    SFC name change: 1995.03.29

    No SFO licence period listed under this name

  2. Regal Investment Corporation Limited

    1995.03.29—2001.12.17

    SFC name change: 2001.12.17

    No SFO licence period listed under this name

  3. ABG International (Hong Kong) Limited

    2001.12.17—2004.07.05

    SFC name change: 2004.07.05

    Licences in this name periodTYPE 4TYPE 6TYPE 9

  4. Alexander Beard (Hong Kong) Limited

    2004.07.05—2006.02.16

    SFC name change: 2006.02.16

    Licences in this name periodTYPE 4TYPE 6TYPE 9

  5. Hong Kong Asset Management Limited

    2006.02.16—2013.07.09

    SFC name change: 2013.07.09

    Licences in this name periodTYPE 1TYPE 4TYPE 9

  6. 香港資產有限公司

    2013.07.09—2018.11.12

    SFC name change: 2018.11.12

    Licences in this name periodTYPE 1TYPE 4TYPE 9

  7. Hong Kong Asset Management Limited

    2018.11.12—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 9
Licences of Hong Kong Asset Management Limited (ABI734)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2011.12.21—2013.07.16
  • 2017.02.15—Present
TYPE 2Dealing in futures contracts
  • 2020.05.18—2023.12.11
TYPE 4Advising on securities
  • 2003.04.01—2005.03.05
  • 2005.11.21—Present
TYPE 5Advising on futures contracts
  • 2020.05.18—2023.12.11
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.03.05
TYPE 9Asset management
  • 2003.04.01—Present