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CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED

SFC Licensed
SFC ID:AAE276
CCASS ID:C00035
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SFC licences & institution history

Currently licensed
SFC ID:AAE276

Citigroup First Investment Management Limited

2 former names

  1. Schroders Asia Limited

    Earlier period—2000.05.15

    SFC name change: 2000.05.15

    No SFO licence period listed under this name

  2. Salomon Smith Barney Asia Limited

    2000.05.15—2006.10.19

    SFC name change: 2006.10.19

    No SFO licence period listed under this name

  3. Citigroup First Investment Management Limited

    2006.10.19—Registered name

    Licences in this name periodTYPE 4TYPE 9
Licences of Citigroup First Investment Management Limited (AAE276)
Regulated ActivityEffective periods
TYPE 4Advising on securities
  • 2007.02.16—Present
TYPE 9Asset management
  • 2007.02.16—Present