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LOMBARD ODIER (HONG KONG) LIMITED 瑞士隆奧(香港)有限公司

SFC Licensed
SFC ID:AAI957
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SFC licences & institution history

Currently licensed
SFC ID:AAI957

Lombard Odier (Hong Kong) Limited

4 former names

  1. Darier Asia Limited

    Earlier period—1991.12.11

    SFC name change: 1991.12.11

    No SFO licence period listed under this name

  2. Darier, Hentsch (Asia) Limited

    1991.12.11—2002.10.11

    SFC name change: 2002.10.11

    No SFO licence period listed under this name

  3. Lombard Odier Darier Hentsch (Asia) Limited

    2002.10.11—2008.12.15

    SFC name change: 2008.12.15

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  4. Lombard Odier Darier Hentsch (Asia) Limited

    2008.12.15—2013.10.18

    SFC name change: 2013.10.18

    Licences in this name periodTYPE 1TYPE 4TYPE 9

  5. Lombard Odier (Hong Kong) Limited

    2013.10.18—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 9
Licences of Lombard Odier (Hong Kong) Limited (AAI957)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.03.08
TYPE 9Asset management
  • 2003.04.01—Present